Crystal orientation in subantarctic planktic foraminifera shells from EBSD analysis from collections in the sub-Antarctic south of South Africa between 1993 and 2016

Website: https://www.bco-dmo.org/dataset/964206
Data Type: Cruise Results
Version: 1
Version Date: 2025-09-23

Project
» OCE-PRF: A submicron scale investigation of foraminifera-bound organic matter: implications for preservation and the paleo-δ15N proxy (Forams at submicron scale)
ContributorsAffiliationRole
Smart, Sandi M.University of Alabama-Tuscaloosa (UA/Tuscaloosa)Principal Investigator
Fawcett, Sarah E.University of Cape Town (UCT)Scientist
Pérez-Huerta, AlbertoUniversity of Alabama-Tuscaloosa (UA/Tuscaloosa)Scientist
Stowell, HaroldUniversity of Alabama-Tuscaloosa (UA/Tuscaloosa)Scientist
York, Amber D.Woods Hole Oceanographic Institution (WHOI BCO-DMO)BCO-DMO Data Manager

Abstract
Here we present crystal orientation maps from the shells of planktic foraminifera, calcifying marine protists (G. inflata and G. truncatulinoides), from the Subantarctic ocean (net-tows) and underlying surface sediments (core-tops). The goal was to investigate post-mortem alteration of shells that might affect paleo-proxy interpretation (i.e., diagenesis). Living specimens were collected by S. Smart on VOY016 (Jul–Aug 2015) and VOY019 (Apr–May 2016) of the R/V S.A. Agulhas II in the Subantarctic south of South Africa (Smart et al., 2020). The core-top sample (PS2489-4; from 42.883 °S, 8.968 °E, water depth 3795 m) was collected on ANT-XI/2 of the R/V Polarstern in December 1993 (Gersonde et al., 2003), and access was provided by the Alfred Wegener Institute (AWI) and Max Planck Institute for Chemistry (MPIC), Germany. Shells were mounted in epoxy, cross-sectioned and thinly gold-coated for Scanning Electron Microscopy-Electron Backscatter Diffraction (SEM-EBSD) analysis by S. Smart at the Central Analytical Facility of The University of Alabama, USA, between 2021 and 2024. A. Pérez-Huerta provided EBSD training and mentoring, J. Goodwin and R. Holler provided technical support, and H. Stowell and S.E. Fawcett assisted with interpretation. 


Coverage

Location: Sub-Antarctic south of South Africa
Spatial Extent: N:-40.958833 E:26.831 S:-42.883 W:8.736683
Temporal Extent: 1993-12-01 - 2024-05-31

Dataset Description

SEM = Scanning Electron Microscopy
EBSD = Electron Backscatter Diffraction
CTF = Channel Text File

These data support the results publication Smart et al. (in review):
Smart, S.M., S. E. Fawcett, H. Stowell & A. Pérez-Huerta. (n.d.) Changes in Shell and Crystal Structure from Life to Sediments: an EBSD Characterization of Subantarctic Planktic Foraminifera. Geochemistry, Geophysics, Geosystems.  In review.

Additional funding description:
In addition to NSF award OCE-2205603, this dataset was supported by South African National Research Foundation (Grants 111090 and 120714); University of Cape Town's URC Postdoctoral Fellowship.


Methods & Sampling

Living specimens were collected using a plankton net towed at 40-60 m depth, and preserved in a pH-buffered, 5–10% formalin-seawater solution kept at 4°C. Foraminifera shells were separated using a combination of wet-sieving, NaCl density separation and dry picking under a microscope. For more details, see Smart et al. (2020). Core-top specimens were picked from the 0-1 cm sediment interval after sieving and rinsing with tap water. Most living and subfossil specimens were sonicated in high-purity ethanol, oxidatively cleaned and rinsed in MilliQ before epoxy mounting. Others were left uncleaned. Cleaning treatment is indicated in dataset file "foram_ebsd_supplemental_metadata.csv" and Supplemental Table S1 of the companion publication to this dataset (Smart et al., in review). Once fully dry, shells were mounted in EpoThin 2 epoxy, cured, and cross-sectioned using SiC grit-papers and Alumina polish with progressively smaller particle sizes. Shortly before EBSD analysis, sample mounts were coated with ~4-5 nm gold. For details, see Smart et al. (in review).


Data Processing Description

Here we provide the original AZtec crystal orientation files (in .ctf format) as well as the corrected and minimally processed data (as both .ctf files and .txt files). During data collection, the software automatically compares the collected EBSD patterns with calcite in the American Mineralogist crystal structure database to find the best fit (i.e., crystal orientation). Data files in .ctf format can be loaded into any standard EBSD software (e.g., EDAX OIM Analysis; https://www.edax.com/products/ebsd/oim-analysis) or using the free, open-source MTEX toolbox using MATLAB (https://mtex-toolbox.github.io/) as done in Smart et al. (in review).  See Hiscocks, J. (2021) "Getting Started with MTEX for EBSD analysis Rev6" for further guidance on loading .ctf files.

Our data correction and processing steps include:

1) Applying a 180° rotation to the Z axis (i.e., around the sample normal) to correct for a difference in reference frame between the data collection software (AZtec) and the analysis software we used (MTEX). This is the same correction we use for our own analysis in Smart et al. (in review).

2) Converting from the spatial reference frame to the Euler reference frame. This step aligns the map axes with the crystal axes (i.e., the Euler rotation axes) so that the X axis of the map corresponds to the X axis of rotation in the Euler angle system. Euler angles for a specific EBSD data-point are the minimum rotations around the X-Y-Z axes needed for the map frame to match that pixel's crystallographic frame.

3) Basic quality control: We removed any data with a mean angular deviation (MAD) >2.5° as well as any grains smaller than 2 pixels with MAD>1°. Note that we define a grain (domain of similar orientation) using a threshold of 5°. Areas containing epoxy (i.e., not within the calcite shell) were also excluded. We did not apply any algorithms for de-noising, smoothing or indexing of non-indexed pixels. 

We also provide supplemental metadata (foram_ebsd_supplemental_metadata.csv), which contains additional metadata for each .ctf map file (species, collection type, site, chamber mapped), and summary statistics on crystal orientation observed in our specimens (e.g., abundance of different crystal twinning relationships).


BCO-DMO Processing Description

Data Files:

EBSDdatafiles_corr.zip = Contains the corrected .Channel Text Files (.ctf) crystal orientation data files.

*  Each corrected .ctf file was concatenated into one table and imported into the BCO-DMO data system. The combined table appears as Data File: 964206_v1_foram_ebsd_crystal_orientation.csv (along with other download format options).

* Experiment and collection metadata (Specimen, Type, Species, Chamber, Site, lat, lon, depth,cruise_id,DateTime_Start_GMT,DateTime_End_GMT) was added to the combined table (joined on corrected ctf filename) from supplemental file foram_ebsd_supplemental_metadata.csv

* Missing Data Identifiers:
In the BCO-DMO data system missing data identifiers are displayed according to the format of data you access. For example, in csv files it will be blank (null) values. In Matlab .mat files it will be NaN values. When viewing data online at BCO-DMO, the missing value will be shown as blank (null) values.

* Column names adjusted to conform to BCO-DMO naming conventions designed to support broad re-use by a variety of research tools and scripting languages. [Only numbers, letters, and underscores.  Can not start with a number]

* Lat and Lon in the combined table was rounded to five decimal places.

---

Supplemental files:

EBSDdatafiles_orig.zip = All the original (uncorrected) crystal orientation .ctf files were packaged into this zip file. See more information in the file description and Data Processing sections.

EBSDdatafiles_corr_txt.zip = All the corrected .txt data files were packaged into this zip file. Same data as the corrected .ctf data files, files differ in formatting. See more information in the file description and Data Processing sections.

foram_ebsd_supplemental_metadata.csv
* A table corresponding to Table S1 in the pending publication Smart et al. (in review) TableS1_Summary-statistics.xlsx was revised and resubmitted to BCO-DMO with additional collection metadata, including date,start and end times, depth, lat, lon etc. The revised file "foram_EBSD-supplemental-metadata_SScompleted_UTF-8.csv" was imported into the BCO-DMO data system, columns for datetime with timezone were added, and file column names were adjusted to match BCO-DMO naming conventions. The attached to this dataset as supplemental file foram_ebsd_supplemental_metadata.csv.
* negative (-) prefixed to latitude values to indicate degrees South (format: Decimal Degrees where South and West are negative). The location of this dataset is Sub-Antarctic south of South Africa.
* Column Data Filename updated to be "Orig_Filename" (corresponding to file within EBSDdatafiles_orig.zip) and a second column "Corrected_Filename" (corresponding to the file within EBSDdatafiles_corr.zip)


Problem Description

To correct for a difference in reference frame between the data collection software (AZtec) and the analysis software used (MTEX), we applied a 180° rotation to the Z axis (i.e., around the sample normal) for our own analysis. This correction has not been applied to the original .ctf data files, but has been applied to the corrected data (files named "_corr.ctf" and "_corr.txt") .
Note that map quality varies with sample roughness, charging effects (electron build-up) etc. Our subjective ranking of map quality (score from 1 to 5) is provided in Supplemental file "foram_ebsd_supplemental_metadata.csv" and Table S1 of the companion publication to this dataset (Smart et al., in review).

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Related Publications

AMETEK Inc. (2024). EDAX OIM Analysis. Available June 20th, 2025 from https://www.edax.com/products/ebsd/oim-analysis
Software
Gersonde, R., Abelmann, A., Brathauer, U., Becquey, S., Bianchi, C., Cortese, G., Grobe, H., Kuhn, G., Niebler, H. ‐S., Segl, M., Sieger, R., Zielinski, U., & Fütterer, D. K. (2003). Last glacial sea surface temperatures and sea‐ice extent in the Southern Ocean (Atlantic‐Indian sector): A multiproxy approach. Paleoceanography, 18(3). Portico. https://doi.org/10.1029/2002pa000809 https://doi.org/10.1029/2002PA000809
Methods
Hiscocks, Jessica. (2021). Getting Started with MTEX for EBSD analysis Rev6. pp. 1–99. Available from https://www.researchgate.net/publication/353330126_Getting_Started_with_MTEX_for_EBSD_analysis_Rev6
Software
MTEX (n.d.). MTEX Homepage. Available June 20th, 2025 from https://github.com/mtex-toolbox/mtex https://mtex-toolbox.github.io/
Software
Smart, S. M., Fawcett, S. E., Ren, H., Schiebel, R., Tompkins, E. M., Martínez‐García, A., … Sigman, D. M. (2020). The Nitrogen Isotopic Composition of Tissue and Shell‐Bound Organic Matter of Planktic Foraminifera in Southern Ocean Surface Waters. Geochemistry, Geophysics, Geosystems, 21(2). doi:10.1029/2019gc008440 https://doi.org/10.1029/2019GC008440
Results
Smart, S.M., S. E. Fawcett, H. Stowell & A. Pérez-Huerta. (n.d.) Changes in Shell and Crystal Structure from Life to Sediments: an EBSD Characterization of Subantarctic Planktic Foraminifera. Geochemistry, Geophysics, Geosystems. In review.
Results

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Related Datasets

IsRelatedTo
Sigman, D. (2020) Planktic foraminifer tissue and shell d15N from net tows on R/V S.A. Agulhas II cruises VOY016 and VOY019 in the Southern Ocean south of Africa during 2015-2016. Biological and Chemical Oceanography Data Management Office (BCO-DMO). (Version 1) Version Date 2020-03-10 doi:10.1575/1912/bco-dmo.805653.1 [view at BCO-DMO]
Relationship Description: The net-tow shells used in this crystal-orientation dataset derive from the same tow collections described in the related N-isotope dataset.

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Parameters

ParameterDescriptionUnits
Folder_name

Folder name within zip packages containing the .ctf files: EBSDdatafiles_corr.zip

unitless
File_name

name of the corresponding .ctf (EBSD) file within EBSDdatafiles_corr.zip

unitless
Site

tow name (W1, W2 or M10 from Smart et al., 2020) or core-top site name (PS2489-4)

unitless
cruise_id

Cruise identifier

unitless
lat

Latitude

decimal degrees
lon

Longitude

decimal degrees
DateTime_Start_GMT

Start DateTime with Timezone (ISO 8601 format)

unitless
DateTime_End_GMT

End DateTime with Timezone (ISO 8601 format)

unitless
depth

Depth

meters (m)
Species

Species code. inf = Globorotalia inflata; tru = Globorotalia truncatulinoides.

unitless
Specimen

Shorthand identifier for individual shell

unitless
Type

Sample type. tow = live-collected via net-tow; ctop = core-top (subfossil) from surface sediments

unitless
Chamber

Chamber identifier. F0 is the most recently formed (normally the largest) chamber of the shell. 

unitless
Phase

Phase. Whether pixel was indexed as calcite. no units; 1 = calcite, 0 = non-indexed

unitless
X

The position of pixel in the x-direction (right/east = positive)

micrometers (um)
Y

The position of pixel in the y-direction (top/north = positive)

micrometers (um)
Bands

The number of Kikuchi bands detected and used for indexing

unitless
Error

error flag. error = 0 means no flag; error = 3 appears to be non-indexed (i.e., no solution for that pixel)

unitless
Euler1

First euler angle, φ1 (phi1). Rotation around z axis. Euler angles for a specific EBSD datapoint are the minimum rotations around the X-Y-Z axes needed for the map reference frame to match that pixel's crystallographic reference frame.

degrees
Euler2

Second euler angle, Φ (phi). Rotation around x axis. Euler angles for a specific EBSD datapoint are the minimum rotations around the X-Y-Z axes needed for the map reference frame to match that pixel's crystallographic reference frame.

degrees
Euler3

Third euler angle, φ2 (phi2). Rotation around new z axis). Euler angles for a specific EBSD datapoint are the minimum rotations around the X-Y-Z axes needed for the map reference frame to match that pixel's crystallographic reference frame.

degrees
MAD

Mean Angular Deviation (MAD) misfit between measured and calculated angles between Kikuchi bands. Indicator of confidence in indexing

degrees
BC

Band Contrast (BC); a measure of diffraction signal intensity. Indicator of pattern quality. no units (relative measure)

unitless
BS

Band Slope (BS); a measure of Kikuchi band edge sharpness. Indicator of pattern quality and indexing confidence. no units (relative measure)

unitless
Xcells

number of pixels in the X direction

unitless
Ycells

number of pixels in the Y direction

unitless
XStep

step size in the X direction

micrometers (um)
YStep

step size in the Y direction

micrometers (um)


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Instruments

Dataset-specific Instrument Name
JEOL 7000 field emission scanning electron microscope (FE-SEM)
Generic Instrument Name
Scanning Electron Microscope
Dataset-specific Description
SEM-EBSD analysis was performed using a JEOL 7000 field emission scanning electron microscope (FE-SEM) fitted with an Oxford Instruments HKL Nordlys EBSD detector. Beam settings were 15-25 kV and 12-20 nA at X1000-3000 magnification, yielding an average step-size of 0.15 μm for our maps.
Generic Instrument Description
A scanning electron microscope (SEM) scans a focused electron beam over a surface to create an image. The electrons in the beam interact with the sample, producing various signals that can be used to obtain information about the surface topography and composition.


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Deployments

VOY016

Website
Platform
R/V S.A. Agulhas II
Start Date
2015-07-22
End Date
2015-08-15
Description
VOY016: Winter Cruise 2015, Good Hope Line. Subantarctic Atlantic, between South Africa and Antarctic winter sea-ice edge (at 56.4°S, 0.3°E).

VOY019

Website
Platform
R/V S.A. Agulhas II
Start Date
2016-04-07
Description
VOY019: Marion Cruise 2016. Subantarctic Indian, between South Africa and Marion/Prince Edward Islands (at 46.9°S, 37.7°E).

ANT-XI/2

Website
Platform
R/V Polarstern
Report
Start Date
1993-12-12
End Date
1994-01-12
Description
ANT-XI/2 of the R/V Polarstern in December 1993. Related Resources listed by https://www.pangaea.de/expeditions/bybasis/Polarstern: ANT-XI/2 (PS28): 1993-12-12 (Cape Town, South Africa) – 1994-01-12 (Punta Arenas, Chile) Research locations: Agulhas Basin; Agulhas Ridge; Falkland Islands; Islas Orcadas; Scotia Sea; Scotia Sea, southwest Atlantic; South Atlantic Ocean; South Sandwich Chief scientists: Gersonde, Rainer Expedition program: hdl:10013/epic.37213.d001 Report: doi:10.2312/BzP_0163_1995 BSH ID: 19950132 Mastertrack: doi:10.1594/PANGAEA.855943


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Project Information

OCE-PRF: A submicron scale investigation of foraminifera-bound organic matter: implications for preservation and the paleo-δ15N proxy (Forams at submicron scale)

Coverage: Sub-Antarctic ocean and sediments


NSF abstract:
This project dives into the microscopic world of planktic foraminifera, tiny shelled zooplankton that inhabit oceans across the globe. As foraminifera build their shells, they incorporate tiny amounts or organic matter and, with it, information about their surroundings and ecology. When their shells sink and gather on the seafloor, they add to an ever-growing archive of Earth history. Exactly how well the organic matter and its original signals are preserved in shells during sinking and early burial is a key uncertainty for its use in reconstructing past climate. To address this, the PI will use ultra-high resolution crystal and chemical mapping to compare shells before and after this crucial transition to the fossil record. Understanding the feedbacks that have regulated Earth’s climate in the past is an essential part of our future response and preparedness as a nation to face the challenges of a warming planet, and is thus well aligned with NSF directives. Furthermore, by characterizing the biomineral structures of modern shells, this work will assist with monitoring ocean acidification, which can compromise fisheries, tourism and the natural buffering of coastal communities from storms (e.g., by coral reefs). As a female scientist and immigrant from a developing country, the PI is dedicated to encouraging other young women and underrepresented groups to pursue a career in science. By partnering with a local Alabama middle school that serves underrepresented students, she hopes to inspire those who might not otherwise consider science as a career path, to take STEM subjects in high school. In this way, students will be better equipped to take on the challenge of climate change, and be made aware of the need for their talents in building a more sustainable future. The nitrogen (N) isotope composition (δ15N) of organic matter within the shell walls of planktic foraminifera is emerging as a promising new tool for tracking the amount and partitioning of nitrogen, an essential nutrient for life, in the ocean. The number of foraminifera-bound δ15N records has grown rapidly in recent years, yielding tantalizing insights into the interplay between ocean fertility, oxygen concentrations and atmospheric greenhouse gas levels. Yet, fundamental questions remain about the mechanism of N incorporation into calcite, taxonomic differences in N uptake, and the preservation potential of the organic matter to which N is bound, particularly in the earliest stages of sinking and burial. The utility of bulk geochemical analyses (which require combining hundreds of shells) in answering these questions is limited by inherent issues of scale. Hence, the PI proposes to use electron backscatter diffraction (EBSD) and nanoscale secondary ion mass spectrometry (NanoSIMS) on individual shells from living (tow-caught) and dead (seafloor sediment) assemblages to evaluate changes in the biomineral structure, organic matter distribution and relative N content of foraminifera shells from life in the surface ocean to burial on the seafloor. The PI expects her investigation will also provide insight into the role of organic matter in the formation (i.e., biomineralization) and behavior (e.g., susceptibility to breakage/dissolution, mineral-fluid exchange) of biogenic calcite, a geologically important material of interest to a broad range of scientists. Thus while her specific motivation for this work is the N isotope paleo-proxy, the implications extend beyond N to other systems of organic matter and associated tracers (e.g., δ34S, I/Ca, Na/Ca), and to fundamental research areas like habitability and the co-evolution of life and planet. Already, the paleo-δ15N proxy is yielding high-impact results concerning the often-complex feedbacks between the marine biosphere and climate. Thus, by seeking to inform these interpretations, the proposed work has the potential to help predict the unintended consequences of a rapidly warming and acidifying ocean. This award reflects NSF's statutory mission and has been deemed worthy of support through evaluation using the Foundation's intellectual merit and broader impacts review criteria.



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Funding

Funding SourceAward
NSF Division of Ocean Sciences (NSF OCE)

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